Qualifications

 

  • Series 7, General Securities Registration
  • Series 66, Registered Agent and Investment Advisor Representative Registration
  • Series 24, General Securities Principal Registration
  • Series 51, Municipal Fund Securities Principal Registration (FINRA Registrations held through Investors Capital Corporation)
  • Life and Disability Insurance License
  • Wealth Advisors currently licensed and registered in the following states: CA, TX, AK, ID, NH, NM, NY, AZ, HI, NV, PA, and VA.